(813) 999-0086

Industries

Financial Services

Compliant IT for Firms Under the Microscope

FINRA, SEC, SOC 2 — regulators don’t care that your IT guy is on vacation. Your compliance posture has to be always-on. We build IT infrastructure for financial services firms where compliance isn’t an add-on — it’s the foundation everything runs on.
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Our Key Services

FINRA & SEC Compliance Controls
Encrypted Communications & Archiving
Audit-Ready Documentation
AI-Driven Threat Monitoring & DR
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Compliance Isn't a Project — It's Your Operating System

We don’t bolt compliance onto your IT after the fact. We design your infrastructure around it. That means encrypted communications by default, audit trails that document themselves, access controls that actually get enforced, and disaster recovery that’s tested — not just planned. When the examiner calls, you’re ready.

Stop scrambling before audits.
Schedule a Compliance IT Review

Schedule a compliance IT review. We’ll assess your current infrastructure against FINRA, SEC, and SOC 2 requirements and show you exactly where the gaps are. Contact SWFIT or call (813) 999-0086.